Careers

Job Purpose

The Head of Internal Audit is responsible for establishing, leading, and maintaining an independent and effective internal audit function that provides objective assurance and advisory services to the Board and senior management. The role ensures the adequacy and effectiveness of governance, risk management, internal controls, and regulatory compliance across the fund management company and its managed funds.

Key Responsibilities

Leadership & Governance

• Establish and maintain an independent internal audit function in accordance with the Institute of Internal Auditors Standards.
• Develop and implement a risk-based internal audit strategy and annual audit plan, approved by the Audit Committee.
• Maintain direct and unrestricted access to the Audit Committee, Board, and senior management.
• Promote a strong culture of risk awareness, control, and ethical conduct across the organization.

Audit & Assurance

• Oversee and/or perform audits covering:
  • Fund governance and structure
  • Portfolio management and investment processes
  • Valuation, NAV calculation, and pricing controls
  • Custody, fund administration, and third-party oversight
  • Compliance with investment mandates and regulatory requirements
• Assess the effectiveness of internal controls, risk management frameworks, and governance arrangements.
• Ensure audit coverage of key risks, including operational, financial, regulatory, conduct, and IT/cyber risks.

Regulatory & Compliance Oversight

• Evaluate compliance with applicable laws, regulations, regulatory guidelines, and license conditions.
• Support regulatory inspections, supervisory reviews, and external audits as required.
• Stay abreast of regulatory developments, emerging risks, and industry best practices relevant to fund and asset management.

Reporting & Audit Committee Engagement

• Prepare high-quality audit reports summarizing key findings, risk ratings, and management action plans.
• Report significant audit issues, control weaknesses, and emerging risks to the Audit Committee in a timely manner.
• Provide periodic reporting on audit activities, risk themes, and the status of remediation actions.

Advisory & Risk Management

• Provide independent, value-added advisory services on new products, fund launches, system implementations, and process changes, while maintaining audit independence.
• Contribute to enterprise-wide risk assessments and internal control improvements.
• Coordinate with Compliance, Risk Management, and External Auditors to ensure appropriate assurance coverage and avoid duplication.

People & Function Management

• Develop, and lead the internal audit team (where applicable).
• Manage the internal audit budget and resources
• Ensure ongoing professional development and technical competence of the internal audit function.

JOB SPECIFICATION

Education & Professional Qualifications

• Bachelor’s degree in Accounting, Finance, Business, or a related discipline.
• Professional certification required or strongly preferred:
  • Certified Internal Auditor (CIA)
  • Chartered Accountant (CA / CPA / ACCA)
  • Other relevant certifications (e.g.) are an advantage.

Experience

• Minimum 5 – 10 years of relevant experience in internal audit, external audit, risk, or compliance within:
  • Fund management / Asset management
  • Investment management
  • Banking or regulated financial services
• At least 3 years in a senior or leadership role, with experience reporting to an Audit Committee or Board.
• Demonstrated experience in establishing or leading an internal audit function in a regulated environment.

Technical Knowledge

• Strong understanding of:
  • Fund structures and investment products
  • Portfolio management and trading operations
  • Valuation and NAV processes
  • Regulatory frameworks applicable to asset/fund managers
• Deep knowledge of internal audit standards (IIA), risk management frameworks, and governance best practices.
• Familiarity with IT, data, and cyber security risks relevant to financial services.

Skills & Competencies

• Strategic thinking with strong risk assessment and prioritization skills.
• Excellent written and verbal communication, including board-level reporting.
• Strong leadership, stakeholder management, and influencing skills.
• High level of professional judgment, independence, and integrity.
• Ability to challenge constructively and manage sensitive issues.

Personal Attributes

• Ethical, objective, and resilient.
• Confident engaging with senior management and Board members.
• Detail-oriented yet commercially aware.
• Proactive, credible, and respected across the organization.

Qualified applicant(s) should send their Resume & Cover letter to recruitmentjob2026@gmail.com on or before 28th February, 2026.

Job Purpose

The Fund Manager is responsible for managing investment portfolios in accordance with approved investment mandates, regulatory requirements, and the company’s investment policies, with the objective of achieving optimal risk-adjusted returns for investors.

Key Responsibilities

Portfolio Management

• Manage assigned investment portfolios in line with approved mandates, investment strategies, and risk limits.
• Conduct security selection, portfolio construction, and asset allocation decisions.
• Monitor portfolio performance and ensure adherence to investment objectives and benchmarks.

Research & Investment Decision-Making

• Perform fundamental and/or quantitative investment research across relevant asset classes.
• Analyze macroeconomic trends, industry developments, and issuer-specific factors.
• Prepare and present investment recommendations to internal investment committees.

Risk Management & Compliance

• Ensure compliance with regulatory requirements, internal policies, and client investment guidelines.
• Monitor portfolio risk exposures and ensure alignment with approved risk parameters.
• Escalate breaches, exceptions, or emerging risks in a timely manner.

Execution & Operations Oversight

• Work closely with trading, operations, risk, and compliance teams to ensure efficient trade execution and settlement.
• Review valuation, pricing, and corporate actions impacting portfolios.
• Support fund launches, restructurings, and product enhancements as required.

Reporting & Stakeholder Engagement

• Prepare portfolio reports and commentary for senior management, clients, and regulators.
• Participate in client meetings, due diligence reviews, and investor presentations.
• Respond to internal and external audit queries as required.

JOB SPECIFICATION

Education & Professional Qualifications

• Bachelor’s degree in Finance, Economics, Accounting, or a related discipline.
• Certification in the GISI Training is required for the role
• Professional qualification preferred:
  • CFA (Chartered Financial Analyst)
  • ACA / CPA / ACCA (advantage)
  • Other relevant investment certifications as applicable.

Experience

• Minimum 3–5 years’ experience in portfolio or investment management, depending on fund size and complexity.
• Proven track record managing portfolios within a regulated fund management environment.
• Experience with relevant asset classes (e.g., equities, fixed income, multi-asset, alternatives).

Technical Knowledge

• Strong understanding of:
  • Capital markets and investment instruments
  • Portfolio construction and performance measurement
  • Risk management concepts and tools
  • Regulatory requirements applicable to fund managers

Qualified applicant(s) should send their Resume & Cover letter to recruitment recruitmentjob2026@gmail.com on or before 28th February, 2026.